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SEBI Issues New Guidelines for Foreign Venture Capital Investors (FVCIs) & Designated Depository Participants (DDPs) – Key Highlights & NISM Exam Insights
access_time 2024-10-04T08:17:36.179Z face Gurukul On Road
SEBI Issues New Guidelines for Foreign Venture Capital Investors (FVCIs) & Designated Depository Participants (DDPs) – Key Highlights & NISM Exam Insights SEBI's updated operational guidelines for Foreign Venture Capital Investors (FVCIs) and Designated Depository Participants (DDPs), effective fro...
SEBI Circular Mandates UPI for Public Issues in Debt Securities: Key Points for NISM Exam Preparation
access_time 2024-09-26T02:03:45.105Z face Gurukul On Road
SEBI Circular Mandates UPI for Public Issues in Debt Securities: Key Points for NISM Exam Preparation SEBI's new circular mandating UPI usage for individual investors applying in public issues of debt securities. This regulatory update is crucial for compliance exams, covering key points on applica...
SEBI Introduces Optional Centralized Fee Collection Mechanism for Investment Advisers (IAs) and Research Analysts (RAs) with NISM Exam Prep MCQs
access_time 2024-09-22T05:37:24.649Z face Gurukul On Road
SEBI Introduces Optional Centralized Fee Collection Mechanism for Investment Advisers (IAs) and Research Analysts (RAs) with NISM Exam Prep MCQs Key Points: New Centralized Fee Collection Mechanism for Investment Advisers and Research Analysts by SEBI with NISM Exam Prep MCQs Summary of SEBI Circul...
SEBI Updates Disclosure Norms for InvITs: Key Changes & Compliance Insights
access_time 2024-08-27T11:42:07.414Z face Gurukul On Road
SEBI Updates Disclosure Norms for InvITs: Key Changes & Compliance Insights SEBI Updates Disclosure Norms for InvITs: Key Changes & Compliance Insights SEBI amendments to the Master Circular for InvITs, focusing on investor complaints review and disclosure timelines. Ideal for NISM Exam Preparation...
Ensuring Seamless KYC Compliance: Key Updates from SEBI's Latest Circular for NISM Exam Preparation
access_time 2024-06-14T13:22:15.497Z face Gurukul On Road
Ensuring Seamless KYC Compliance: Key Updates from SEBI's Latest Circular for NISM Exam Preparation Purpose: This circular updates the requirements for uploading and managing Know Your Client (KYC) information by KYC Registration Agencies (KRAs) to the Central KYC Records Registry (CKYCRR). It aims ...